Jobs

Employee Jobs at Finra

(1 - 5 of 5)
  1. Advance centralization, operational efficiencies, and information sharing, while ensuring the sound management of process, policy and procedures, in alignment with Regulatory Operations (RegOps) priorities and strategy. Essential Job Functions: * ...
    12 hours ago on Equest
  2. The Principal Analyst in the Regulatory Services Management team (“RSM”) in FINRA’s Department of Market Regulation and Transparency Services (“MRTS”) is responsible for performing a wide variety of tasks in support of establishing and maintaining...
    12 hours ago on Equest
  3. Exercise judgment using documented procedures and policies while performing user provisioning activities that support authorized access to FINRA Entitlement Program applications (e.g., Web CRD, IARD, Web IR, the FINRA Report Center, Regulation Fil...
    5 days ago on Equest
  4. The position supports FINRA programs by acting as a primary point of contact for the use and management of Cvent SMMP support and the registration tool. The position touches all aspects related to the FINRA registration system and serves as liaiso...
    5 days ago on Equest
  5. FINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professiona...
    1 week ago on Equest